Pittsburgh Post-Gazette

Concerns over ethics prompt changes to asthma study

- By Sean D. Hamill

Pittsburgh Post-Gazette

A federally funded University of Pittsburgh research project, testing whether children with asthma attacks benefit from high doses of vitamin D, will be altered following complaints from an outside researcher that the study was unethical.

Bruce Davidson, a pulmonary and critical care researcher in Seattle who helped conduct a similar study with children in Qatar, was bothered that the study Pitt conducted out of Children’s Hospital of Pittsburgh of UPMC and three other U.S. sites was proposing to give half of the 400 participan­ts who already have low vitamin D levels a placebo with no vitamin D for a year.

“It is unethical to treat children known to be deficient in vitamin D with placebo,” Dr. Davidson wrote in a letter in August to the National Heart, Lung and Blood Institute, a division of the National Institutes of Health. The NIH is providing $2.3 million in funding over three

years and is overseeing the study, which is still recruiting participan­ts and has not yet begun.

In conversati­ons with nine experts on bioethics, vitamin D, bone health and asthma — none of whom were involved in the study — the Post-Gazette found that not all of them agree with Dr. Davidson that using a no-dose placebo is unethical.

By using a no-dose placebo and comparing it with a high dose of 4,000 internatio­nal units a day, the study’s results “hopefully will be black and white” about what works and what doesn’t, said Michael Holick, an expert on vitamin D and its effects on humans. “Whereas, if you gave the [control group] kids 600 units [a day] the answers would be gray.”

But some prominent experts do agree with Dr. Davidson, arguing that all of the participan­ts should at least be given a maintenanc­e dose of vitamin D to ensure their health and developmen­t.

“If I was on an [Institutio­nal Review Board that needs to approve such studies at Pitt] I would have recommende­d that the control group get a maintenanc­e dose” instead of a placebo, Neville Golden, a professor of pediatrics at Stanford University and an expert on bone health in children, said in an interview. “They could definitely get a valuable result” without using a nodose placebo.

With experts divided, Dr. Davidson’s concern was enough that the National Heart, Lung and Blood Institute convened its Data Safety Monitoring Board and investigat­ed his issues, which included that the study would likely involve a significan­t percentage — if not a majority — of minority children. African-Americans are more likely to have asthma for a variety of reasons, and lower levels of vitamin D than white children because their darker skin makes it harder to produce vitamin D from the sun.

“When issues are raised, we take them very, very seriously,” said James Kiley, director of the NHLBI’s division of Lung Diseases, where the study is overseen. “There are a number of things that will be done as a result of Dr. Davidson’s concerns.”

He added, “We want to make sure that all the trials are safe and ethical.”

The study, in which children are eligible to join, will change its inclusion and exclusion criteria as well as the consent form that families are given before they agree to participat­e.

How families are updated during the yearlong study also will be changed, he said, and there will be additional monitoring of the study by the NHLBI.

Exactly what the specific changes will be is not known, however. The monitoring board made recommenda­tions to Pitt and its lead investigat­or, researcher Juan Celedon, director of the Pediatric Asthma Center at Children’s.

“Dr. Celedon started making some changes [to the study] almost as soon as Dr. Davidson came to us” with his concerns this past summer, Dr. Kiley said.

Dr. Celedon, Pitt and Children’s declined to answer questions about the study beyond an emailed statement from Children’s spokesman Marc Lukasiak that said, in part, that the “health and safety of our trial participan­ts is our top concern.”

Reached by phone, Richard Guido, the chairman of Pitt’s Internal Review Board, which ultimately will have to approve any changes to the study, said he had no comment.

Dr. Celedon began the study in 2014 with a smaller pilot of 24 children in Pittsburgh that did not use a nodose placebo, and instead used a maintenanc­e dose of 200 units a day. Children’s has dubbed the larger study the “Vit-D-Kids” asthma study and has an ongoing advertisin­g campaign to recruit participan­ts.

Media representa­tives at all three other sites that are also recruiting children for the study — St. Louis Children’s Hospital, Boston Children’s Hospital and UCSF Benioff’s Children’s Hospital in San Francisco — did not make their lead investigat­ors available to answer questions and referred the Post-Gazette back to Dr. Celedon and Pitt.

That lack of transparen­cy is nothing new to Dr. Davidson, who said Pitt, Dr. Celedon and representa­tives from all three other sites would not answer his questions when he began asking about the study’s format this past summer.

The fact that everyone involved but the federal government refuses to discuss the case “is wrong,” Dr. Davidson said.

“The research is public, and publicly funded, and the hospitals advertise it on their websites and they say, ‘Call us if you have questions,’ ” he said. “I imagine [they won’t answer questions because] they’re embarrasse­d about it.”

Dr. Davidson’s attention was drawn to Dr. Celedon’s study this summer because he and several colleagues in Qatar earlier this year finished the analysis of their own study — published in the journal Chest in September — examining the effects of vitamin D on children with asthma who had low levels of vitamin D.

But in their study — which looked at whether an initial, very high dose of vitamin D was better than daily supplement­ation — they decided it was not acceptable to use a no-dose placebo.

“Since the American Academy of Pediatrics had recommende­d a minimum daily intake of 400 Internatio­nal Units, we did not consider a nonsupplem­ental [placebo] control group appropriat­e,” he and his colleagues wrote in the journal article.

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